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Investment Options

Through our affiliation with First Allied Securities, Inc., we are able to provide a wide-range of diversified financial products.Together, we offer you the objectivity of working with an independent Financial Advisor, in addition to easy access to the world's financial markets and a wealth of investment resources. 

Below is a detailed list of financial product offerings through First Allied Securities.

STOCKS

  • NYSE-listed stocks
  • NASDAQ over-the counter
  • All other major exchanges
  • Foreign stocks
  • Margin accounts
  • Corporate finance
  • Investment banking
  • 144 and other restricted securities sales
  • Employee stock-option plans

CASH MANAGEMENT

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

RETIREMENT ACCOUNTS

  • IRAs
  • SEP/IRAs
  • Roth IRAs
  • Education IRAs
  • Simple IRAs
  • Defined contribution
  • Money-purchase pension plan
  • Profit-sharing plan
  • 403(b)
  • 401(k)

MUTUAL FUNDS

  • Open-end funds
  • Closed-end funds
  • Networking
  • Dividend reinvestment

UNIT INVESTMENT TRUSTS


ASSET MANAGEMENT

  • Independent manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts
  • Asset allocation
  • Fee-in-lieu accounts
  • Outside managed accounts

BONDS

  • CMOs
  • Convertible
  • Corporate
  • Municipal
  • Zero coupon

GOVERNMENT SECURITIES

  • Ginnie Maes
  • Treasury bills
  • Treasury bonds
  • Treasury notes

OPTIONS

  • All major exchanges

INSURANCE

  • Fixed annuities
  • Variable annuities
  • Term life
  • Variable life
  • Universal life
  • Whole life
  • Disability
  • Long-term care

ALTERNATIVE INVESTMENTS

  • REITs
  • Equipment leasing
  • Managed futures
  • Equity-linked notes
  • Oil & Gas Programs
  • Tax Credit Programs
  • Real Estate LLC’s
  • Mortgage Funds

COLLEGE PLANNING

  • Education and 529 plans

For more information on any of the above investment products and services, please contact us.